As a shareholder, you may receive one or more of the following tax forms:
Form 1099-R: mailed by January 31, 2018
Reports withdrawals from retirement accounts. This form also reports recharacterizations, rollovers, conversions or excess contribution removals.
Form 1099-Q: mailed by January 31, 2018
Reports withdrawals from education savings accounts (e.g. Coverdell accounts).
Form 1099-DIV: mailed by February 15, 2018
Reports taxable ordinary income, qualified dividends and capital gains distributed to non-retirement accounts. You will not receive this form if you only have a retirement account (e.g. IRA) or your distributions per fund are less than $10.
Form 1099-B: mailed by February 15, 2018
Reports redemptions or exchanges from non-retirement accounts.
Form 5498-ESA: mailed by April 30, 2018
Reports contributions made to education savings accounts through the April 17, 2018 tax deadline.
Form 5498: mailed by May 31, 2018
Reports contributions made to retirement accounts through the April 17, 2018 tax deadline.