2017 Tax Forms

As a shareholder, you may receive one or more of the following tax forms:

Form 1099-R: mailed by January 31, 2018 
Reports withdrawals from retirement accounts. This form also reports recharacterizations, rollovers, conversions or excess contribution removals.

Form 1099-Q: mailed by January 31, 2018 
Reports withdrawals from education savings accounts (e.g. Coverdell accounts).

Form 1099-DIV: mailed by February 15, 2018 
Reports taxable ordinary income, qualified dividends and capital gains distributed to non-retirement accounts. You will not receive this form if you only have a retirement account (e.g. IRA) or your distributions per fund are less than $10.

Form 1099-B: mailed by February 15, 2018
Reports redemptions or exchanges from non-retirement accounts.

Form 5498-ESA: mailed by April 30, 2018 
Reports contributions made to education savings accounts through the April 17, 2018 tax deadline.

Form 5498: mailed by May 31, 2018 
Reports contributions made to retirement accounts through the April 17, 2018 tax deadline.

The Nicholas Funds are offered only to United States residents, and information on this site is intended only for such persons. Nothing on this web site should be considered a solicitation to buy or an offer to sell shares of any Nicholas Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction. 

Please refer to each prospectus for important information about each investment company, including investment objectives, risks, charges and expenses. 

Mutual fund investing involves risk; principal loss is possible. Small- and medium-capitalization companies tend to have limited liquidity and greater price volatility than large-capitalization companies. Investments in debt securities typically decrease in value when interest rates rise. This risk is usually greater for longer-term debt securities. Investment by the Funds in lower-rated and non-rated securities presents a greater risk of loss to principal and interest than higher-rated securities. 

Past performance does not guarantee future results.

Diversification does not assure a profit nor protect against loss in a declining market.

Glossary of terms   |   Privacy & Security

Nicholas Funds are distributed by Quasar Distributors, LLC