Nicholas Company, Inc. is an independently owned investment advisor to both mutual funds and Separately Managed Accounts.
Nicholas Company offers Separately Managed Account (SMA) services to clients with a minimum of $1.0 million. We work with clients, custodians and financial advisors to structure and manage a portfolio of individual securities that track one of our five investment strategies. Individual accounts will largely own the securities as they are held in the mutual fund of the particular investment strategy chosen. Clients will have the option to choose from the following strategies:
- Nicholas Multicap Growth Strategy
- Nicholas Mid Cap Growth Strategy
- Nicholas Small Cap Growth Strategy
- Nicholas Equity Income Strategy
Nicholas accommodates SMA clients with unique investment constraints, such as socially responsible restrictions.
ADV Part 1
ADV Part 2A
ADV Part 3 (Form CRS)
Typical SMA clients include high net worth individuals, foundations, endowments and pension accounts.
The fee schedule for Separately Managed Accounts is as follows:
Account fees generally are calculated based on an average of assets at the beginning and ending of the quarter.
0.75% on the first $2,000,000
0.60% on the next $8,000,000
0.50% in excess of $10,000,000
We offer performance based fees to clients meeting specific market value minimums.
Nicholas Company, Inc. claims compliance with the Global Investment Performance Standards (GIPS®). GIPS® is a registered trademark of CFA Institute. CFA Institute does not endorse or promote this organization, nor does it warrant the accuracy or quality of the content contained herein. A list of composites or composite presentations are available upon request by calling 414-755-6364.