Separately Managed Accounts

Nicholas Company, Inc. is an independently owned investment advisor to both mutual funds and Separately Managed Accounts.

Nicholas Company offers Separately Managed Account (SMA) services to clients with a minimum of $1.0 million.   We work with clients, custodians and financial advisors to structure and manage a portfolio of individual securities that track one of our five investment strategies.  Individual accounts will largely own the securities as they are held in the mutual fund of the particular investment strategy chosen.  Clients will have the option to choose from the following strategies:


  • Nicholas Multicap Growth Strategy
  • Nicholas Mid Cap Growth Strategy
  • Nicholas Small Cap Growth Strategy
  • Nicholas Equity Income Strategy

Nicholas accommodates SMA clients with unique investment constraints, such as socially responsible restrictions.

ADV Part 1

ADV Part 2A

ADV Part 3 (Form CRS)

Typical SMA clients include high net worth individuals, foundations, endowments and pension accounts.   

The fee schedule for Separately Managed Accounts is as follows:
Account fees generally are calculated based on an average of assets at the beginning and ending of the quarter.

0.75% on the first $2,000,000
0.60% on the next $8,000,000
0.50% in excess of $10,000,000

We offer performance based fees to clients meeting specific market value minimums.

Nicholas Company, Inc. claims compliance with the Global Investment Performance Standards (GIPS®). GIPS® is a registered trademark of CFA Institute. CFA Institute does not endorse or promote this organization, nor does it warrant the accuracy or quality of the content contained herein. A list of composites or composite presentations are available upon request by calling 414-755-6364.

The Nicholas Funds are offered only to United States residents, and information on this site is intended only for such persons. Nothing on this web site should be considered a solicitation to buy or an offer to sell shares of any Nicholas Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction. 

Please refer to each prospectus for important information about each investment company, including investment objectives, risks, charges and expenses. 

Mutual fund investing involves risk; principal loss is possible. Small- and medium-capitalization companies tend to have limited liquidity and greater price volatility than large-capitalization companies. Investments in debt securities typically decrease in value when interest rates rise. This risk is usually greater for longer-term debt securities. Investment by the Funds in lower-rated and non-rated securities presents a greater risk of loss to principal and interest than higher-rated securities. 

Past performance does not guarantee future results.

Diversification does not assure a profit nor protect against loss in a declining market.

Glossary of terms   |   Privacy & Security   |   Accessibility Statement

Nicholas Funds are distributed by Quasar Distributors, LLC

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